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44 results for: financial services
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Unapproved Communication Channels: Balancing ease of communication with regulatory expectations
By Paul Brabant Gautam Sachdev Robert Coffey
The SEC and CFTC’s recent actions against Wall Street firms that tolerate the use of unapproved communications channels has put the...
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Does it do what it says on the tin?
By Tim Roberts
This latest, quite forceful, intervention by the SEC looks set to raise the bar significantly on the clarity and fidelity of definition...
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An age of persistent disruption presents another critical moment for Financial Services
By John Francis
How financial institutions handle the next 12 months will create sharp distinctions between those that thrive and those that struggle...
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Why operational resilience matters more than ever in 2022 for the UK financial services sector
By Amelia Green Yalini Pathy Neil Reid +1 more...
Despite what appears to be an acceleration away from the worst of the pandemic, businesses continue to face disruptive forces on multiple...
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Disruption in Insurance: Shifting Expectations
By Mark Lustig
One notable finding from the newly released third annual AlixPartners' Disruption Index is that 72% of CEOs are worried about losing...
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Crypto hacking: The balance of sophistication between users and bad actors keeps risk riding high throughout the crypto ecosystem
By Colin Johnson Kevin Madura Mark Doughty
Digital assets such as Bitcoin and Ethereum are a major asset class, representing over $2 trillion in market capitalization, and are...
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NFTs - A masterstroke or minefield for monetizing digital masterpieces?
By Colin Johnson Mark Doughty Kevin Madura
Transformational, disruptive, innovative – NFTs have solidified their place as part of the mainstream conversation, from brand investment...
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Buy now, pay later – looming credit crisis or victory for greater consumer choice?
By Mark Flamme Joe O'Connor Neil Reid
A recent report in The Guardian drew attention to the increasingly popular buy now, pay later market. According to the article, by the...
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Five incoming ESG regulations UK financial services firms need to prepare for—now
By Andreas Kyriakos Neil Reid
Environmental, social and governance (ESG) issues are flying high on the boardroom agenda. The pandemic has, for many, crystalised the...
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The ongoing proliferation of non-financial services financial services
By Mark Flamme
Non-bank lenders have played a large role in the US mortgage market for many years, with the ability to generate fee income from...
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Omnichannel banking – why bricks and mortar banks still matter in the digital age
By Mark Flamme
The history of the digital-only bank business model is mixed in the US. Several well-funded ventures including WingSpan Bank (Offered by...
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Rewriting the rules? Are central bank cryptos the answer to the regulation challenge?
By Neil Reid
The continuing rise of cryptocurrency lending platforms is accelerating the need for clarity on some of the big issues affecting...
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What should you do when China increases its regulatory scrutiny?
By Cliff Lam
Chinese regulators have recently taken a hard stance against homegrown technology and education companies, raising concerns about, among...
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Is digital evidence as reliable as we think?
By AlixPartners
I have been following this case with interest for many years. In 1999, the UK Post Office introduced a new computer system called Horizon...
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Is there a future for subprime lending?
By John Bruce
As discussed in today's opinion piece in the FT, the different treatment of Amigo Loans and Provident is interesting, as both firms use...
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Aligning financial crime compliance with local and international enforcement priorities
By Cliff Lam
On 30 June 2021, the Wolfsberg Group published a paper on demonstrating effectiveness in Anti-Money Laundering/Combating Terrorist...
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